Sebi employee stock option scheme and employee stock purchase scheme guidelines 2010


Simplification of demat account opening process. Amendments to the Equity Listing Agreement. Pharmaceuticals; Biotechnology; Any other activities within the knowledge based sector as notified by the Government from time to time.

Clarification on circular dated December 3, on 'Dealings between a Client and a Stock broker. Infrastructure facilities and submission of periodic reports. Issues pertaining to primary issuance of debt securities.

Investor Grievance Redressal Mechanism. Standardisation and Simplification of Procedures for Transmission of Securities. Issues pertaining to primary issuance of debt securities. Know Your Client Requirements.

Skip to main content. Guidelines on disclosures, reporting and clarifications under AIF Regulations. Authorised Dealer Banks may bring the contents of this circular to the notice of their constituents and customers. Joint Sectary to the Government of India. Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer.

Simplification of demat account opening process. Rationalization of process relating to surrender of registration by sub-brokers. Guidelines on disclosures, reporting and clarifications under AIF Regulations.

SMS and E-mail alerts to investors by stock exchanges. Infrastructure facilities and submission of periodic reports. Necessary amendments to the Foreign Exchange Management Transfer or issue of any foreign security Regulations, are being issued separately.

Guidelines on Identification of Beneficial Ownership. Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer. Information Technology as defined in the recommendation No. Authorised Dealer Banks may bring the contents of this circular to the notice of their constituents and customers. SMS and E-mail alerts to investors by stock exchanges.

Infrastructure facilities and submission of periodic reports. Information Technology as defined in the recommendation No. Rajiv Gandhi Equity Savings Scheme,